Article 78: Confidentiality
Article 78 requires all parties involved in the application of the Regulation — authorities, notified bodies, and any natural or legal person — to respect the confidentiality of information and data obtained in carrying out their tasks. This includes trade secrets, business-confidential information, and the protection of intellectual property rights including source code. Information must only be shared in accordance with the Regulation and applicable Union or national law. Authorities must protect commercially sensitive information when sharing with other authorities or the Commission. This article is the confidentiality safeguard that makes the extensive access powers under Article 74 and Article 77 workable. Always verify on EUR-Lex.
Who does this apply to?
- -Market surveillance authorities handling trade secrets and source code during inspections
- -Notified bodies accessing confidential technical documentation during conformity assessments
- -The AI Office processing confidential GPAI model information under Chapter V
- -Providers sharing proprietary information (source code, training data details, model architecture) with authorities during inspections or investigations
Scenarios
A market surveillance authority requests access to a provider's source code and model weights under Article 74 to investigate a non-compliance complaint. The provider is concerned about trade secret exposure.
A notified body conducts a conformity assessment (Article 43) of a high-risk medical AI system and accesses detailed training data composition, model architecture, and performance benchmarks.
What Article 78 protects (plain terms)
Article 78 establishes a comprehensive confidentiality obligation that covers:
- Trade secrets — proprietary algorithms, model architectures, training methodologies, and commercial strategies
- Business-confidential information — pricing, contracts, market data, and competitive positioning disclosed during authority interactions
- Intellectual property rights — patents, copyrights, and database rights; specifically including source code which authorities may access under Article 74 safeguards
- Personal data — where information obtained during enforcement contains personal data, GDPR obligations apply in parallel
The obligation binds everyone involved in applying the Regulation: authority staff, notified body personnel, external experts consulted by authorities, and any other person who obtains information through the enforcement process.
How confidentiality enables enforcement
Article 78 is the trust mechanism that makes the Act's extensive access powers viable:
- Without confidentiality guarantees, providers would resist sharing source code (Article 74), training data details (Article 10), and model documentation (Article 11) — undermining enforcement
- The article allows authorities to share information with each other (mutual assistance under Article 75) and with the Commission, but only to the extent necessary and with appropriate safeguards for commercially sensitive content
- When information is shared between authorities across borders, the receiving authority inherits the same confidentiality obligation
- The article does not prevent authorities from publishing aggregated, anonymised findings or enforcement decisions that do not reveal protected information
How Article 78 connects to the rest of the Act
- Article 74 — Market surveillance access powers (source code, documentation) that Article 78 constrains with confidentiality.
- Article 75 — Mutual assistance where confidential information crosses borders.
- Article 77 — Fundamental rights authorities accessing documentation — bound by Article 78.
- Article 43 — Conformity assessments by notified bodies involving confidential material.
- Article 11 — Technical documentation that typically contains trade secrets.
- Article 78 — Full text on EUR-Lex.
- Article 113 — Application dates and staged entry into force.
Recitals (preamble) on EUR-Lex
The recitals in the consolidated AI Act on EUR-Lex emphasise that effective enforcement requires access to commercially sensitive information, but that such access must be balanced with legitimate business interests. The confidentiality obligation under Article 78 is modelled on analogous provisions in the EU market surveillance regulation (2019/1020) and product safety legislation. Consult the official preamble on EUR-Lex.
Compliance checklist
- Before sharing information with authorities, mark specific documents or sections as trade secrets or business-confidential.
- Request that authorities confirm their Article 78 obligations in writing before disclosing highly sensitive materials (source code, model weights).
- Implement controlled-access procedures for source code review: secure rooms, limited personnel, no copying.
- When receiving mutual assistance requests (Article 75), verify that the requesting authority acknowledges confidentiality obligations.
- Train internal teams on what information authorities can and cannot request, and what safeguards to expect.
- For notified body engagements: include Article 78 confidentiality acknowledgements in conformity assessment contracts.
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Start Free AssessmentRelated Articles
Article 11: Technical Documentation
Article 43: Conformity Assessment for High-Risk AI Systems
Article 74: Market Surveillance and Control of AI Systems in the Union Market
Article 75: Mutual Assistance, Market Surveillance and Control of General-Purpose AI Systems
Article 77: Powers of Authorities Protecting Fundamental Rights
Article 99: Penalties for AI Act Infringements
Article 113: Entry into Force and Application Dates
Frequently asked questions
Can I refuse to share source code with an authority by citing confidentiality?
No. Article 78 does not override the authority's access powers under Article 74 — it constrains what the authority does with the information after receiving it. You must cooperate with legitimate access requests; refusal risks penalties under Article 99.
What happens if an authority leaks my trade secrets?
Authority personnel who breach Article 78 confidentiality may face disciplinary and legal consequences under national law, including potential liability under the EU Trade Secrets Directive (2016/943). The specific remedies depend on Member State implementation.
Does Article 78 apply to information shared in regulatory sandboxes?
Yes. Any information obtained by authorities in the course of applying the Regulation — including sandbox supervision under Articles 57–60 and real-world testing supervision under Article 76 — is covered by Article 78 confidentiality obligations.